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Syllabus by the Ohio Ethics Commission:
(1) A member of a municipal civil service commission
is a person who is appointed to an office of a municipal corporation
for purposes of Section 102.04 (B) of the Revised Code and thus is
prohibited from receiving or agreeing to receive, directly or indirectly,
compensation for services rendered or to be rendered by him personally
in any case, proceeding, application or other matter which is before
any agency of that municipal corporation, excluding the courts.
(2) A member of a county hospital commission is a
person appointed to an office of the county for purposes of Section
102.04 (B) of the Revised Code and thus is prohibited from receiving
or agreeing to receive, directly or indirectly, compensation for services
rendered or to be rendered by him personally in any case, proceeding,
application or other matter which is before any agency of that county,
excluding the courts.
* * * * * *
Your request for an advisory opinion asks whether a person,
who serves as a member of a civil service commission of a city and also
as a member of a county hospital commission, is prohibited from receiving
compensation for services rendered, personally, in cases, proceedings,
applications or other matters before agencies of the city or the county,
excluding the courts of those entities.
You state that you are presently a member of a municipal
civil service commission and also serve as a member of a county hospital
commission. You add that you are a practicing attorney and a member of
a law firm and as such, you, as well as members and associates of the
firm, could be called on to appear on behalf of clients before various
commissions and agencies of both the municipality and county with which
you serve. You state that the firm receives compensation from the clients
for the services.
Section 102.04 (B) of the Revised Code provides:
"No person who is elected or appointed to an office
of or employed by a county, township, municipal corporation, or any
other governmental entity, excluding the courts, shall receive or
agree to receive directly or indirectly compensation other than from
the agency with which he serves for any service rendered or to be
rendered by him personally in any case, proceeding, application, or
other matter which is before any agency, department, board, bureau,
commission, or other instrumentality, excluding the courts, of the
entity of which he is an officer or employee."
In Advisory opinion No. 75-024, the Ohio Ethics Commission,
in discussing a municipal corporation civil service commission, held that
a person who is a member of such commission is appointed to an office
of a municipal corporation and therefore within the purview of Section
102.04 (B) of the Revised Code. Therefore, as a member of a municipal
civil service commission, you are prohibited from receiving compensation
for rendering services personally in cases, proceedings, applications
or other matters which are before agencies of the municipal corporation
of which you are an officer. That prohibition does not apply to matters
before the courts of the municipal corporation.
The next issue is whether, as a member of a county hospital
commission, you are a person appointed to an office of the county for
purposes of Section 102.04 (B) of the Revised Code. Section 339.14 of
the Revised Code provides for the appointment of members of a county hospital
commission:
". . . [T]he board of county commissioners may, after
a determination that the preservation of public health requires additional
hospital facilities in the county, appoint a hospital commission of
not less than three members, in this section called the county hospital
commission. Not less than three members of such commission shall be
appointed to represent the public, and there shall be appointed to
the commission one additional member for each participating hospital
corporation, and there may be appointed to the commission, one additional
member for each non-participating charitable hospital corporation
in the county and one or more members for any joint township hospital
district participating under the agreement pursuant to section 513.081
of the Revised Code . . . . All members shall serve without compensation.
of the first three public members appointed to the commission one
shall be appointed for a term of two years, one for a term of four
years, and one for a term of six years. Thereafter, such public members
shall be appointed for a term of six years as shall be any additional
public members. . ."
The duties of members of the county hospital commission
are set forth in Section 339.14 of the Revised Code:
"(B) The county hospital commission after consultation
with participating hospital corporations and agreement as to their
respective needs and the needs of the public of the county for the
hospital service may, with the consent of the board of county commissioners,
accept conveyances of real estate and interest in real estate, situated
within the county, from any person and may, with the consent of the
board of county commissioners, enter into an agreement before or after
such conveyance with such person or with one or more Ohio corporations
organized for charitable hospital purposes or nonprofit corporation
organized to provide services to corporations organized for charitable
hospital purposes, to lease to such corporation or corporations upon
such terms as may be agreed upon such real estate together with improvements
thereof and buildings thereafter constructed thereon and furniture,
fixtures, and equipment therein for use as a general hospital or a
hospital facility, said lease shall be for a period not to exceed
fifty years, renewable for a like term . . . or such general hospital
or hospital facilities may be leased pursuant to and upon terms as
provided pursuant to section 140.05 of the Revised Code, or said commission
may enter into agreements with respect thereto as provided in section
140.03 of the Revised Code, not withstanding other provisions of this
section. . . .
(D) The county hospital commission may take all steps
necessary for the acquisition or construction, equipment, enlarging,
rebuilding, or other improvement, of hospital facilities and may request
the board of county commissioners to submit to the electors of the
county . . . a bond issue to cover the costs of hospital facilities,
as defined in section 140.01 of the Revised Code. . . .
(F) The county hospital commission shall take title
in the name of the county to any land conveyed pursuant to this section,
and shall have final approval of all plans and specifications for
the erection and equipping of the hospital facilities contemplated
in this section. The commission may employ architects and such other
assistants as may be required in the construction, including supervision,
and pay the expenses thereof out of the funds provided for such hospital
facilities.
(G) All funds arising from a bond issue pursuant
to this section shall be placed in the county treasury to the credit
of a fund to be known as the 'county hospital facility fund.' Such
fund shall be paid out on the order of the county hospital commission,
certified by the chairman or vice chairman and secretary or assistant
secretary of the commission. . . .
(I) The county hospital commission has continuing
jurisdiction of the hospital facilities constructed under this section
The Ohio Ethics Commission, in Advisory Opinion No. 75-007,
listed the tests applied to determine whether a person has been appointed
to an office of a county for purposes of falling within the purview of
Section 102.04 (B) of the Revised Code. Those tests are: (1) was he appointed,
(2) does he have a title, (3) does he exercise functions of government
concerning the public, (4) is he not subject to a contract of employment,
and (5) does he exercise sovereign power. Sovereign power was defined
as a concept meant to imply the exercise of a duty entrusted to one by
virtue of a statute or some public authority. That duty is not merely
clerical but involves some discretionary, decision-making quality.
It is obvious from a reading of Section 339.14 of the
Revised Code that members: (1) are appointed; (2) have a title; (3) exercise
functions of government concerning the public; (4) are not subject to
a contract of employment, but rather are appointed for a term; and (5)
exercise sovereign power in that their duties involve discretionary, decision-making
qualities. Thus, members of county hospital commissions are persons appointed
to an office of the county for purposes of Section 102.04 (B) of the Revised
Code and, as such, are prohibited from receiving compensation for rendering
services personally in cases, proceedings, applications or other matters
which are before agencies of that county, excluding the courts.
In Advisory Opinion No. 74-009 the Ohio Ethics Commission
discussed whether the prohibitions of Section 102.04 (B) of the Revised
Code applied to law partners and associates of a municipal official:
"A member of a municipal planning commission is not
in violation of Section 102.04 (B) of the Revised Code when he receives
a partnership distributive share of fees for services rendered by
a partner in a case, proceeding, application or other matter which
is before any agency, department, board, bureau, commission or other
instrumentality, excluding the courts, of the entity of which he,
the member, is an officer."
It is obvious from the above that the prohibitions of
Section 102.04 (B) of the Revised Code apply to an individual, personally,
and not to his partners. Although a person who is both a member of a municipal
civil service commission and a member of a county hospital commission
is prohibited from receiving compensation for rendering services personally
in cases, proceedings, applications and other matters which are before
agencies, excluding the courts, of the entities of which he is an officer,
he may share in partnership revenues for services rendered personally
by his partners or associates before the municipal corporation and the
county of which he is an officer.
Therefore, it is the opinion of the Ohio Ethics Commission,
and you are so advised that a member of a municipal civil service commission
is a person who is appointed to an office of a municipal corporation for
purposes of Section 102.04 (B) of the Revised Code and thus is prohibited
from receiving or agreeing to receive, directly or indirectly, compensation
for services rendered by him personally in any case, proceeding, application
or other matter which is before any agency of that municipal corporation,
excluding the courts; and, that a member of a county hospital commission
is a person appointed to an office of the county for purposes of Section
102.04 (B) of the Revised Code and thus is prohibited from receiving or
agreeing to receive, directly or indirectly, compensation for services
rendered or to be rendered by him personally in any case, proceeding,
application or other matter which is before any agency of the county,
excluding the courts.
OHIO ETHICS COMMISSION
(Mrs.) Barbara H. Rawson, Chairman
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